FT Securities Limited 富通證券有限公司

8 former names

1. Bache & Company (Hong Kong) Limited

   Earlier period—1976.07.13

   SFC name change: 1976.07.13

   No SFO licence period listed under this name

2. Bache Halsey Stuart (HK) Limited

   1976.07.13—1983.05.17

   SFC name change: 1983.05.17

   No SFO licence period listed under this name

3. Bache Securities (HK) Limited

   1983.05.17—1987.07.14

   SFC name change: 1987.07.14

   No SFO licence period listed under this name

4. Prudential-Bache Securities (Hong Kong) Limited

   1987.07.14—2003.08.20

   SFC name change: 2003.08.20

   Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

5. Dryden Securities (Hong Kong) Limited

   2003.08.20—2004.10.04

   SFC name change: 2004.10.04

   Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

6. Dryden Wealth Management (Hong Kong) Limited

   2004.10.04—2005.10.10

   SFC name change: 2005.10.10

   Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 6TYPE 9

7. Dryden Wealth Management (Hong Kong) Limited

   2005.10.10—2006.03.08

   SFC name change: 2006.03.08

   Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 9

8. Fortis Wealth Management Hong Kong Limited

   2006.03.08—2011.07.05

   SFC name change: 2011.07.05

   Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 9

9. FT Securities Limited

   2011.07.05—Registered name

   Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 9