FT Securities Limited Hong Kong SFC License Details

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on corporate finance	-	2005-01-06
C	Advising on futures contracts	2005-09-22	2012-07-13
C	Advising on securities	-	2024-12-06
C	Asset management	-	2012-07-13
C	Dealing in futures contracts	2005-09-22	2012-07-13
C	Dealing in securities	-	2024-12-06

FT Securities Limited 富通證券有限公司