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Finet Securities Limited 財華證券有限公司

SFC Licensed
SFC ID:AAH574
CCASS ID:B01856
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SFC licences & institution history

Currently licensed
SFC ID:AAH574

Finet Securities Limited

5 former names

  1. Chuo Shoji Company Limited

    Earlier period—1992.11.19

    SFC name change: 1992.11.19

    No SFO licence period listed under this name

  2. Sure Mate International Limited

    1992.11.19—1995.08.02

    SFC name change: 1995.08.02

    No SFO licence period listed under this name

  3. Hantec Futures Limited

    1995.08.02—1997.02.26

    SFC name change: 1997.02.26

    No SFO licence period listed under this name

  4. Hantec Securities & Futures Limited

    1997.02.26—2006.01.19

    SFC name change: 2006.01.19

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 6TYPE 9
  5. Fukoku Investment (Asia) Limited

    2006.01.19—2010.05.30

    SFC name change: 2010.05.30

    Licences in this name periodTYPE 1TYPE 2
  6. Finet Securities Limited

    2010.05.30—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 9
Licences of Finet Securities Limited (AAH574)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2003.04.01—2019.09.05
TYPE 4Advising on securities
  • 2003.04.01—2004.09.23
  • 2015.12.17—Present
TYPE 5Advising on futures contracts
  • 2003.04.01—2004.09.23
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.09.23
TYPE 9Asset management
  • 2003.04.01—2004.09.23
  • 2015.12.17—Present