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NEW REGION SECURITIES COMPANY LIMITED 恒盛證券有限公司

SFC Licensed
SFC ID:ABX677
CCASS ID:B01481
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SFC licences & institution history

Currently licensed
SFC ID:ABX677

New Region Securities Company Limited

1 former names

  1. Golden Sea Securities Company Limited

    Earlier period—2017.04.12

    SFC name change: 2017.04.12

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  2. New Region Securities Company Limited

    2017.04.12—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 9
Licences of New Region Securities Company Limited (ABX677)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—2005.02.01
  • 2021.05.31—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.02.01
TYPE 9Asset management
  • 2003.04.01—2005.02.01
  • 2021.05.31—Present