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GOLDENWAY SECURITIES COMPANY LIMITED 金匯證券有限公司

SFC Inactive
SFC ID:ADA327
CCASS ID:B01570
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Public Disciplinary Actions
Dongwu (0695) buying Goldenway Securities Co Ltd for HK$16m
Company announcement, 02-Aug-2017
Orgs
SFC fines Goldenway Securities Co Ltd HK$80k over internal controls
SFC, 20-Jul-2007
Orgs
SFC prosecutes Mr Ma Yuk Fat & wife Ms Yuen Wai Chun for naked short selling
SFC, 07-Sep-2006
Orgs
People
Topics
SFC reprimands Mr Kevin Chan Kai Wang for failing to understand the Listing Rules and ineffective internal controls
SFC, 13-Mar-2003
Orgs
People
SFC suspends Mr Tam Kam Wah of Goldenway Securities Co Ltd for 2 weeks
SFC, 15-Nov-2001
Orgs
People
SFC suspends Ms Mimi Tsang Lai Wah for 3 months for front-running & short-selling
SFC, 20-Nov-1997
Orgs
People
Topics
SFC reprimands Goldenway Securities Co Ltd and Mr Chan Chun Wah
SFC, 16-Oct-1997
Orgs
People
SFC prosecutes Ms Mimi Tsang Lai Wah of Goldenway Securities for naked short-selling
SFC, 11-Sep-1997
Orgs
People
Topics