Webb-site Legacy

GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司

SFC Licensed

CCASS ID:B01451

Key Data Officers SFC Licenses Conditions Public Disciplinary Actions CCASS Distribution

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on corporate finance	-	2011-08-26
C	Advising on futures contracts	2016-10-11	-
C	Advising on securities	-	2016-10-10
C	Advising on securities	2016-10-11	-
C	Asset management	-	2005-01-27
C	Automated trading services	2013-07-11	2016-10-10
C	Automated trading services	2016-10-11	-
C	Dealing in futures contracts	2016-10-11	-
C	Dealing in securities	-	2016-10-10
C	Dealing in securities	2016-10-11	-