Webb-site Legacy
En
Home
HANG TAI SECURITIES LIMITED 恒泰證券有限公司
SFC Licensed
SFC ID:
AAD035
CCASS ID:
B01271
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
CCASS Distribution
Public Disciplinary Actions
SFC fines Hang Tai Securities Ltd HK$0.8m and ED Mr Gary So Ping Tsuen $0.1m
SFC, 23-Oct-2007
Orgs
People
SFC bans Bandie Fung Kit Ching forever for abusing client accounts
SFC, 09-Nov-2006
Orgs
People
SFC reprimands Hang Tai Securities Ltd & Ms Penny Ng Yuk
SFC, 20-Jul-2000
For settlement issues after the HK Government's stock market buying blitz on 28-Aug-1998.
Orgs
People