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Public Disciplinary Actions
Ricky Li Kwok Wah v SFC
SFAT, 14-Oct-2008
Orgs
People
SFAT upholds SFC decision to revoke licence of Ricky Li Kwok Wah for front-running
SFC, 12-Sep-2008
Orgs
People
Topics
SFC revokes licence of Leo Wong Shu Cheung for front-running
SFC, 04-Sep-2008
Orgs
People
Topics
SFC prosecutes Mr Li Kwok Wah for naked short selling
SFC, 01-Mar-2007
Orgs
People
Topics
SFC reprimands Mr Roger Chung Wai Ming of Hing Shing Securities Ltd for accepting post-dated margin cheques
SFC, 20-Jul-2000
Orgs
People
Action against Ms Wong Yuen Fong trading as Hing Shing Investments Co and staff
SFC & SEHK, 06-May-1999
Orgs
People
SFC revokes registration of Mr Kwan Chun Hung
SFC, 30-Oct-1997
Orgs
People