Webb-site Legacy
En
Home
HSBC SECURITIES BROKERS (ASIA) LIMITED Hong Kong SFC License Details
HSBC SECURITIES BROKERS (ASIA) LIMITED 滙豐證券經紀(亞洲)有限公司
SFC Licensed
SFC ID:
ACB389
CCASS ID:
B01490
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
CCASS Distribution
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on corporate finance
-
2005-02-01
C
Advising on securities
-
2005-02-01
C
Asset management
-
2005-02-01
C
Automated trading services
2011-03-04
2024-07-10
C
Dealing in securities
-
-