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HSBC BROKING (CHINA) LIMITED 滙豐金融(中國)有限公司

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SFC ID:ACB931
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SFC licences & institution history

No current licences
SFC ID:ACB931

HSBC Broking (China) Limited

1 former names

  1. Wardley China Brokers Limited

    Earlier period—1999.08.13

    SFC name change: 1999.08.13

    No SFO licence period listed under this name

  2. HSBC Broking (China) Limited

    1999.08.13—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of HSBC Broking (China) Limited (ACB931)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2014.06.13
TYPE 4Advising on securities
  • 2003.04.01—2004.09.10
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.09.10
TYPE 9Asset management
  • 2003.04.01—2004.09.10