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HSBC BROKING (CHINA) LIMITED 滙豐金融(中國)有限公司

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SFC ID:ACB931
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Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
C/RRegulated ActivityFromUntil
CAdvising on corporate finance-2004-09-10
CAdvising on securities-2004-09-10
CAsset management-2004-09-10
CDealing in securities-2014-06-13