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HSBC BROKING FOREX (ASIA) LIMITED 滙豐金融外匯(亞洲)有限公司

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SFC ID:ACL069
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SFC licences & institution history

2026.11.02Institutions amalgamated

After amalgamation

Currently licensed
SFC ID:BYT965

HSBC Broking Securities (Asia) Limited

Licences of HSBC Broking Securities (Asia) Limited (BYT965)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2026.11.02—Present
TYPE 2Dealing in futures contracts
  • 2026.11.02—Present
TYPE 3Leveraged foreign exchange trading
  • 2026.11.02—Present
TYPE 4Advising on securities
  • 2026.11.02—Present

Before amalgamation

Historical institution
SFC ID:ACL069

HSBC Broking Forex (Asia) Limited

1 former names

  1. Wardley Forex Limited

    Earlier period—1999.08.13

    SFC name change: 1999.08.13

    No SFO licence period listed under this name

  2. HSBC Broking Forex (Asia) Limited

    1999.08.13—Registered name

    Licences in this name periodTYPE 3
Licences of HSBC Broking Forex (Asia) Limited (ACL069)
Regulated ActivityEffective periods
TYPE 3Leveraged foreign exchange trading
  • 2003.04.01—2026.11.01
Historical institution
SFC ID:AAG075

HSBC Broking Futures (Asia) Limited

3 former names

  1. Wardley-Thomson Trading Limited

    Earlier period—1992.01.02

    SFC name change: 1992.01.02

    No SFO licence period listed under this name

  2. Wardley James Capel Trading Limited

    1992.01.02—1993.11.18

    SFC name change: 1993.11.18

    No SFO licence period listed under this name

  3. Wardley Futures Limited

    1993.11.18—1999.08.13

    SFC name change: 1999.08.13

    No SFO licence period listed under this name

  4. HSBC Broking Futures (Asia) Limited

    1999.08.13—Registered name

    Licences in this name periodTYPE 2TYPE 5TYPE 9
Licences of HSBC Broking Futures (Asia) Limited (AAG075)
Regulated ActivityEffective periods
TYPE 2Dealing in futures contracts
  • 2003.04.01—2026.11.01
TYPE 5Advising on futures contracts
  • 2003.04.01—2004.09.10
TYPE 9Asset management
  • 2003.04.01—2004.09.10
Historical institution
SFC ID:BYI444

HSBC Broking Securities (Asia) Limited

Licences of HSBC Broking Securities (Asia) Limited (BYI444)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2026.08.03—2026.11.01
TYPE 4Advising on securities
  • 2026.08.03—2026.11.01

2026.08.03Institutions amalgamated

After amalgamation

Historical institution
SFC ID:BYI444

HSBC Broking Securities (Asia) Limited

Licences of HSBC Broking Securities (Asia) Limited (BYI444)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2026.08.03—2026.11.01
TYPE 4Advising on securities
  • 2026.08.03—2026.11.01

Before amalgamation

Historical institution
SFC ID:ABX727

HSBC Broking Securities (Asia) Limited

2 former names

  1. Carrizo Limited

    Earlier period—1994.01.02

    SFC name change: 1994.01.02

    No SFO licence period listed under this name

  2. Wardley Securities Limited

    1994.01.02—1999.08.13

    SFC name change: 1999.08.13

    No SFO licence period listed under this name

  3. HSBC Broking Securities (Asia) Limited

    1999.08.13—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9
Licences of HSBC Broking Securities (Asia) Limited (ABX727)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2026.08.02
TYPE 4Advising on securities
  • 2003.04.01—2004.09.10
  • 2015.01.19—2026.08.02
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.09.10
TYPE 7Providing automated trading services
  • 2003.04.01—2003.09.02
TYPE 9Asset management
  • 2003.04.01—2004.09.10
Historical institution
SFC ID:AAA529

HSBC Broking Securities (Hong Kong) Limited

5 former names

  1. Willingdon Limited

    Earlier period—1986.03.21

    SFC name change: 1986.03.21

    No SFO licence period listed under this name

  2. Yick Lee Securities Limited

    1986.03.21—1988.03.18

    SFC name change: 1988.03.18

    No SFO licence period listed under this name

  3. Wardley-Thomson (Securities) Limited

    1988.03.18—1992.01.02

    SFC name change: 1992.01.02

    No SFO licence period listed under this name

  4. Wardley James Capel (Securities) Limited

    1992.01.02—1994.01.03

    SFC name change: 1994.01.03

    No SFO licence period listed under this name

  5. Wardley Securities (H.K.) Limited

    1994.01.03—1999.08.13

    SFC name change: 1999.08.13

    No SFO licence period listed under this name

  6. HSBC Broking Securities (Hong Kong) Limited

    1999.08.13—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of HSBC Broking Securities (Hong Kong) Limited (AAA529)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2026.08.02
TYPE 4Advising on securities
  • 2003.04.01—2004.09.10
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.09.10
TYPE 9Asset management
  • 2003.04.01—2004.09.10