Webb-site Legacy

HSBC BROKING FUTURES (ASIA) LIMITED 滙豐金融期貨(亞洲)有限公司

SFC Inactive

SFC ID:AAG075

SFC licences & institution history

Currently licensed

SFC ID:BYT965

Licences of HSBC Broking Securities (Asia) Limited (BYT965)
Regulated Activity	Effective periods
TYPE 1Dealing in securities	2026.11.02Present
TYPE 2Dealing in futures contracts	2026.11.02Present
TYPE 3Leveraged foreign exchange trading	2026.11.02Present
TYPE 4Advising on securities	2026.11.02Present

Historical institution

SFC ID:AAG075

Wardley-Thomson Trading Limited
Earlier period—1992.01.02
SFC name change: 1992.01.02
No SFO licence period listed under this name
Wardley James Capel Trading Limited
1992.01.02—1993.11.18
SFC name change: 1993.11.18
No SFO licence period listed under this name
Wardley Futures Limited
1993.11.18—1999.08.13
SFC name change: 1999.08.13
No SFO licence period listed under this name
HSBC Broking Futures (Asia) Limited
1999.08.13—Registered name
Licences in this name periodTYPE 2TYPE 5TYPE 9

Licences of HSBC Broking Futures (Asia) Limited (AAG075)
Regulated Activity	Effective periods
TYPE 2Dealing in futures contracts	2003.04.012026.11.01
TYPE 5Advising on futures contracts	2003.04.012004.09.10
TYPE 9Asset management	2003.04.012004.09.10

Historical institution

SFC ID:ACL069

Wardley Forex Limited
Earlier period—1999.08.13
SFC name change: 1999.08.13
No SFO licence period listed under this name
HSBC Broking Forex (Asia) Limited
1999.08.13—Registered name
Licences in this name periodTYPE 3

Licences of HSBC Broking Forex (Asia) Limited (ACL069)
Regulated Activity	Effective periods
TYPE 3Leveraged foreign exchange trading	2003.04.012026.11.01

Historical institution

SFC ID:BYI444

Licences of HSBC Broking Securities (Asia) Limited (BYI444)
Regulated Activity	Effective periods
TYPE 1Dealing in securities	2026.08.032026.11.01
TYPE 4Advising on securities	2026.08.032026.11.01

Historical institution

SFC ID:BYI444

Licences of HSBC Broking Securities (Asia) Limited (BYI444)
Regulated Activity	Effective periods
TYPE 1Dealing in securities	2026.08.032026.11.01
TYPE 4Advising on securities	2026.08.032026.11.01

Historical institution

SFC ID:ABX727

Carrizo Limited
Earlier period—1994.01.02
SFC name change: 1994.01.02
No SFO licence period listed under this name
Wardley Securities Limited
1994.01.02—1999.08.13
SFC name change: 1999.08.13
No SFO licence period listed under this name
HSBC Broking Securities (Asia) Limited
1999.08.13—Registered name
Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9

Licences of HSBC Broking Securities (Asia) Limited (ABX727)
Regulated Activity	Effective periods
TYPE 1Dealing in securities	2003.04.012026.08.02
TYPE 4Advising on securities	2003.04.012004.09.10 2015.01.192026.08.02
TYPE 6Advising on corporate finance	2003.04.012004.09.10
TYPE 7Providing automated trading services	2003.04.012003.09.02
TYPE 9Asset management	2003.04.012004.09.10

Historical institution

SFC ID:AAA529

Willingdon Limited
Earlier period—1986.03.21
SFC name change: 1986.03.21
No SFO licence period listed under this name
Yick Lee Securities Limited
1986.03.21—1988.03.18
SFC name change: 1988.03.18
No SFO licence period listed under this name
Wardley-Thomson (Securities) Limited
1988.03.18—1992.01.02
SFC name change: 1992.01.02
No SFO licence period listed under this name
Wardley James Capel (Securities) Limited
1992.01.02—1994.01.03
SFC name change: 1994.01.03
No SFO licence period listed under this name
Wardley Securities (H.K.) Limited
1994.01.03—1999.08.13
SFC name change: 1999.08.13
No SFO licence period listed under this name
HSBC Broking Securities (Hong Kong) Limited
1999.08.13—Registered name
Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

Licences of HSBC Broking Securities (Hong Kong) Limited (AAA529)
Regulated Activity	Effective periods
TYPE 1Dealing in securities	2003.04.012026.08.02
TYPE 4Advising on securities	2003.04.012004.09.10
TYPE 6Advising on corporate finance	2003.04.012004.09.10
TYPE 9Asset management	2003.04.012004.09.10