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HSBC BROKING FUTURES (HONG KONG) LIMITED 滙豐金融期貨(香港)有限公司

SFC Licensed
SFC ID:AAA530
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SFC licences & institution history

Currently licensed
SFC ID:AAA530

HSBC Broking Futures (Hong Kong) Limited

3 former names

  1. Wardley-Thomson Futures Hong Kong Limited

    Earlier period—1992.01.02

    SFC name change: 1992.01.02

    No SFO licence period listed under this name

  2. Wardley James Capel Futures (Hong Kong) Limited

    1992.01.02—1994.01.03

    SFC name change: 1994.01.03

    No SFO licence period listed under this name

  3. Wardley Futures (Hong Kong) Limited

    1994.01.03—1999.08.13

    SFC name change: 1999.08.13

    No SFO licence period listed under this name

  4. HSBC Broking Futures (Hong Kong) Limited

    1999.08.13—Registered name

    Licences in this name periodTYPE 2TYPE 5TYPE 9
Licences of HSBC Broking Futures (Hong Kong) Limited (AAA530)
Regulated ActivityEffective periods
TYPE 2Dealing in futures contracts
  • 2003.04.01—Present
TYPE 5Advising on futures contracts
  • 2003.04.01—2004.09.10
TYPE 9Asset management
  • 2003.04.01—2004.09.10