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HSBC Corporate Finance (Hong Kong) Limited

SFC Licensed
SFC ID:ACX287
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SFC licences & institution history

Currently licensed
SFC ID:ACX287

HSBC Corporate Finance (Hong Kong) Limited

3 former names

  1. James Capel Asia Futures Hong Kong Limited

    Earlier period—1996.03.21

    SFC name change: 1996.03.21

    No SFO licence period listed under this name

  2. HSBC James Capel Asia Futures Hong Kong Limited

    1996.03.21—1998.03.04

    SFC name change: 1998.03.04

    No SFO licence period listed under this name

  3. HSBC Futures Hong Kong Limited

    1998.03.04—2012.02.21

    SFC name change: 2012.02.21

    Licences in this name periodTYPE 2TYPE 5TYPE 9

  4. HSBC Corporate Finance (Hong Kong) Limited

    2012.02.21—Registered name

    Licences in this name periodTYPE 2TYPE 6
Licences of HSBC Corporate Finance (Hong Kong) Limited (ACX287)
Regulated ActivityEffective periods
TYPE 2Dealing in futures contracts
  • 2003.04.01—2012.03.21
TYPE 5Advising on futures contracts
  • 2003.04.01—2005.01.25
TYPE 6Advising on corporate finance
  • 2012.03.09—Present
TYPE 9Asset management
  • 2003.04.01—2005.01.25