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DaoKou Securities Limited Hong Kong SFC License Details
DaoKou Securities Limited 道口證券有限公司
SFC Licensed
SFC ID:
ABS418
CCASS ID:
B01466
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
CCASS Distribution
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on corporate finance
-
2004-09-13
C
Advising on securities
-
2004-09-13
C
Asset management
-
2004-09-13
C
Dealing in futures contracts
2017-05-17
2020-05-04
C
Dealing in securities
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