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ICBC (ASIA) SECURITIES LIMITED 工銀亞洲証券有限公司

SFC Licensed
SFC ID:AGI765
CCASS ID:B01727
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SFC licences & institution history

Currently licensed
SFC ID:AGI765

ICBC (Asia) Securities Limited

2 former names

  1. Grace Honour Hong Kong Limited

    Earlier period—2000.04.11

    SFC name change: 2000.04.11

    No SFO licence period listed under this name

  2. Fortis Securities Asia HK Limited

    2000.04.11—2004.04.26

    SFC name change: 2004.04.26

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9

  3. ICBC (Asia) Securities Limited

    2004.04.26—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9
Licences of ICBC (Asia) Securities Limited (AGI765)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.01.25
TYPE 7Providing automated trading services
  • 2003.04.01—2005.01.25
TYPE 9Asset management
  • 2003.04.01—2005.01.25