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ICBC INTERNATIONAL SECURITIES LIMITED Public Disciplinary Actions
ICBC INTERNATIONAL SECURITIES LIMITED 工銀國際證券有限公司
SFC Licensed
SFC ID:
ARO299
CCASS ID:
B01866
Key Data
Officers
SFC Licenses
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Public Disciplinary Actions
CCASS Distribution
Public Disciplinary Actions
SFC suspends Dick Ma Tor Fuk, ex-ICBC, for 8 months over Powerlong (1238) IPO
SFC, 10-Dec-2014
This follows a HK$25m fine on ICBC International in May-2014.
Orgs
People
SFAT affirms SFC decision to suspend Jenny Chan Pik Ha, ex ICBC
SFC, 10-Jun-2014
Orgs
People
SFC fines ICBC International HK$25m for failures in Powerlong (1238) IPO
SFC, 21-May-2014
The other joint sponsors on this deal were Macquarie (Sole Global Coordinator) and Goldman Sachs.
Orgs
SFC revokes licence of Paco Ng Kar Lun and bans Adrian Fong Wai Lap for 10 & 3 years
SFC, 13-Feb-2012
Orgs
People
SFC-licensed persons charged with IPO fraud
ICAC, 03-Oct-2011
Orgs
People