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Public Disciplinary Actions
SFC suspends Dick Ma Tor Fuk, ex-ICBC, for 8 months over Powerlong (1238) IPO
SFC, 10-Dec-2014
This follows a HK$25m fine on ICBC International in May-2014.
Orgs
People
SFAT affirms SFC decision to suspend Jenny Chan Pik Ha, ex ICBC
SFC, 10-Jun-2014
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People
SFC fines ICBC International HK$25m for failures in Powerlong (1238) IPO
SFC, 21-May-2014
The other joint sponsors on this deal were Macquarie (Sole Global Coordinator) and Goldman Sachs.
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SFC revokes licence of Paco Ng Kar Lun and bans Adrian Fong Wai Lap for 10 & 3 years
SFC, 13-Feb-2012
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People
SFC-licensed persons charged with IPO fraud
ICAC, 03-Oct-2011
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People