Webb-site Legacy

Waton Securities International Limited 華通證券國際有限公司

SFC Licensed

SFC ID:AAK004

CCASS ID:B01322

SFC licences & institution history

Currently licensed

SFC ID:AAK004

Joneshorn Limited
Earlier period—1990.04.17
SFC name change: 1990.04.17
No SFO licence period listed under this name
Infast Brokerage Limited
1990.04.17—2022.08.09
SFC name change: 2022.08.09
Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 6TYPE 9
HUATONG SECURITIES INT'L LIMITED
2022.08.09—2022.11.17
SFC name change: 2022.11.17
Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 9
Waton Securities (International) Limited
2022.11.17—2022.12.01
SFC name change: 2022.12.01
Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 9
Waton Securities International Limited
2022.12.01—Registered name
Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 9

Licences of Waton Securities International Limited (AAK004)
Regulated Activity	Effective periods
TYPE 1Dealing in securities	2003.04.01Present
TYPE 4Advising on securities	2003.04.012004.12.21 2022.02.10Present
TYPE 5Advising on futures contracts	2022.02.10Present
TYPE 6Advising on corporate finance	2003.04.012004.12.21
TYPE 9Asset management	2003.04.012004.12.21 2022.02.10Present