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DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED Hong Kong SFC License Details
DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 大和資本市場金融交易香港有限公司
SFC Inactive
Dissolved
SFC ID:
AGS075
CCASS ID:
B01737
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
CCASS Distribution
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on corporate finance
-
2004-07-23
C
Advising on securities
-
2004-07-23
C
Asset management
-
2004-07-23
C
Dealing in futures contracts
2007-10-10
2016-10-25
C
Dealing in securities
-
2016-10-25