Cavendish Limited
Earlier period—2001.04.10
SFC name change: 2001.04.10
No SFO licence period listed under this name
KBC Financial Products Trading Hong Kong Limited
2001.04.10—2010.11.22
SFC name change: 2010.11.22
Daiwa Capital Markets Trading Hong Kong Limited
2010.11.22—Registered name
| Regulated Activity | Effective periods |
|---|---|
| TYPE 1Dealing in securities | |
| TYPE 2Dealing in futures contracts | |
| TYPE 4Advising on securities | |
| TYPE 6Advising on corporate finance | |
| TYPE 9Asset management |