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Public Disciplinary Actions
SFC bans Suen King Shan for four years
SFC, 22-Dec-2015
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SFC fines Ko’s Brother Securities HK$250k
SFC, 27-Aug-2010
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Topics
Ko's Brother Securities Co Ltd v SFC
SFAT, 26-Aug-2010
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Investor fined HK$30k for illegal short selling
SFC, 19-Apr-2010
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