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KWAI HUNG SECURITIES COMPANY LIMITED Public Disciplinary Actions

KWAI HUNG SECURITIES COMPANY LIMITED 桂洪証券有限公司

SFC Licensed

SFC ID:AAE052

CCASS ID:B01247

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Public Disciplinary Actions

SFC suspends Mr Lok Siu Kee for failure to inquire into suspicious trades in New Chinese Medicine Holdings Ltd

SFC, 15-Jul-2005

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