Webb-site Legacy
En
Home
LAU & COMPANY LIMITED Hong Kong SFC License Details
LAU & COMPANY LIMITED 劉氏証券有限公司
SFC Inactive
SFC ID:
ACN962
CCASS ID:
B01531
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
CCASS Distribution
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on corporate finance
-
2004-09-23
C
Advising on securities
-
2004-09-23
C
Asset management
-
2004-09-23
C
Dealing in securities
-
2020-03-13