Webb-site Legacy

LEHMAN BROTHERS SECURITIES ASIA LIMITED 美國雷曼兄弟證券亞洲有限公司

SFC Inactive

CCASS ID:B01276

Key Data Officers SFC Licenses Conditions Public Disciplinary Actions CCASS Distribution

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on corporate finance	-	2003-09-04
C	Advising on securities	-	2003-09-04
C	Asset management	-	2003-09-04
C	Automated trading services	-	2003-09-04
C	Dealing in securities	-	2024-11-13