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LEHMAN BROTHERS SECURITIES ASIA LIMITED 美國雷曼兄弟證券亞洲有限公司

SFC Inactive
SFC ID:AAE656
CCASS ID:B01276
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SFC licences & institution history

No current licences
SFC ID:AAE656

Lehman Brothers Securities Asia Limited

4 former names

  1. Shearson Lehman Hutton Securities (HK) Limited

    Earlier period—1991.01.30

    SFC name change: 1991.01.30

    No SFO licence period listed under this name

  2. Lehman Brothers Securities (HK) Limited

    1991.01.30—1991.08.29

    SFC name change: 1991.08.29

    No SFO licence period listed under this name

  3. shaman Brothers Securities (HK) Limited

    1991.08.29—1991.08.29

    SFC name change: 1991.08.29

    No SFO licence period listed under this name

  4. Lehman Brothers Securities (HK) Limited

    1991.08.29—1993.04.02

    SFC name change: 1993.04.02

    No SFO licence period listed under this name

  5. Lehman Brothers Securities Asia Limited

    1993.04.02—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9
Licences of Lehman Brothers Securities Asia Limited (AAE656)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2024.11.13
TYPE 4Advising on securities
  • 2003.04.01—2003.09.04
TYPE 6Advising on corporate finance
  • 2003.04.01—2003.09.04
TYPE 7Providing automated trading services
  • 2003.04.01—2003.09.04
TYPE 9Asset management
  • 2003.04.01—2003.09.04