Webb-site Legacy

Home

Yunfeng Financial Markets Limited 雲鋒金融市場有限公司

SFC Licensed
SFC ID:AAB499
CCASS ID:B01127
Key DataOfficersSFC LicensesConditionsPublic Disciplinary ActionsCCASS Distribution
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout

SFC licences & institution history

Currently licensed
SFC ID:AAB499

Yunfeng Financial Markets Limited

2 former names

  1. Mansion House Securities (F.E.) Limited

    Earlier period—2011.09.22

    SFC name change: 2011.09.22

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9

  2. Reorient Financial Markets Limited

    2011.09.22—2017.11.08

    SFC name change: 2017.11.08

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9

  3. Yunfeng Financial Markets Limited

    2017.11.08—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of Yunfeng Financial Markets Limited (AAB499)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2023.10.16
TYPE 7Providing automated trading services
  • 2003.04.01—2012.11.09
TYPE 9Asset management
  • 2003.04.01—Present