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MASTER TRADEMORE SECURITIES LIMITED 恒富證券有限公司

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SFC ID:ADC021
CCASS ID:B01575
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Public Disciplinary Actions
SFC fines Master Trademore Securities Ltd and Ms Ester Lo Lim HK$30k each over internal controls
SFC, 22-Aug-2005
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SFC prosecutes Mr Suen Chi Keung of Master Trademore Securities Ltd for naked short Selling
SFC, 15-Sep-2004
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SFC reprimands Master Trademore Securities Ltd and its Dealing Director Mrs Ester Lo Lim
SFC, 06-Jul-2000
For settlement issues after the HK Government's stock market buying blitz on 28-Aug-1998.
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