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VMS Securities Limited 鼎珮證券有限公司

SFC Licensed
SFC ID:AAC621
CCASS ID:B01080
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SFC licences & institution history

Currently licensed
SFC ID:AAC621

VMS Securities Limited

3 former names

  1. Pool Heng Securities Ltd

    Earlier period—1986.06.02

    SFC name change: 1986.06.02

    No SFO licence period listed under this name

  2. Kerry Securities Limited

    1986.06.02—2000.12.22

    SFC name change: 2000.12.22

    No SFO licence period listed under this name

  3. Morning Star Securities Limited

    2000.12.22—2011.03.21

    SFC name change: 2011.03.21

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  4. VMS Securities Limited

    2011.03.21—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of VMS Securities Limited (AAC621)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—2020.09.01
TYPE 6Advising on corporate finance
  • 2003.04.01—2024.04.23
TYPE 9Asset management
  • 2003.04.01—2019.04.16