NOMURA SECURITIES (HONG KONG) LIMITED Hong Kong SFC License Details

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on corporate finance	-	2005-01-25
C	Advising on securities	-	2005-01-25
C	Asset management	-	2005-01-25
C	Automated trading services	2010-04-30	2013-01-10
C	Dealing in futures contracts	2010-02-01	2013-10-15
C	Dealing in securities	-	2013-10-15