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NOMURA SECURITIES (HONG KONG) LIMITED

SFC InactiveDissolved
SFC ID:AAK382
CCASS ID:B01330
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SFC licences & institution history

No current licences
SFC ID:AAK382

Nomura Securities (Hong Kong) Limited

1 former names

  1. Truran Company Limited

    Earlier period—1990.09.12

    SFC name change: 1990.09.12

    No SFO licence period listed under this name

  2. Nomura Securities (Hong Kong) Limited

    1990.09.12—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 6TYPE 7TYPE 9
Licences of Nomura Securities (Hong Kong) Limited (AAK382)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2013.10.15
TYPE 2Dealing in futures contracts
  • 2010.02.01—2013.10.15
TYPE 4Advising on securities
  • 2003.04.01—2005.01.25
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.01.25
TYPE 7Providing automated trading services
  • 2010.04.30—2013.01.10
TYPE 9Asset management
  • 2003.04.01—2005.01.25