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OCBC SECURITIES (HONG KONG) LIMITED 華僑證券(香港)有限公司

SFC Inactive
SFC ID:AAD624
CCASS ID:B01300
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SFC licences & institution history

No current licences
SFC ID:AAD624

OCBC Securities (Hong Kong) Limited

1 former names

  1. Jalan Investments Limited

    Earlier period—1989.05.16

    SFC name change: 1989.05.16

    No SFO licence period listed under this name

  2. OCBC Securities (Hong Kong) Limited

    1989.05.16—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9
Licences of OCBC Securities (Hong Kong) Limited (AAD624)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2004.09.27
  • 2008.03.20—2014.05.23
TYPE 4Advising on securities
  • 2003.04.01—2004.09.27
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.09.27
TYPE 7Providing automated trading services
  • 2003.04.01—2004.09.27
TYPE 9Asset management
  • 2003.04.01—2004.09.27