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PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) 巴黎巴亞洲証券有限公司

SFC Inactive
SFC ID:AAE719
CCASS ID:B01301
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SFC licences & institution history

No current licences
SFC ID:AAE719

Paribas Asia Equity Limited (trading as Paribas)

5 former names

  1. First Pacific Securities (Hong Kong) Limited

    Earlier period—1990.09.11

    SFC name change: 1990.09.11

    No SFO licence period listed under this name

  2. Asia Equity Limited

    1990.09.11—1997.07.07

    SFC name change: 1997.07.07

    No SFO licence period listed under this name

  3. Asia Equity Limited trading as Paribas Asia Equity

    1997.07.07—1997.09.14

    SFC name change: 1997.09.14

    No SFO licence period listed under this name

  4. Paribas Asia Equity Limited

    1997.09.14—1997.09.15

    SFC name change: 1997.09.15

    No SFO licence period listed under this name

  5. Paribas Asia Equity Limited (trading as Paribas Asia Equity)

    1997.09.15—1998.12.01

    SFC name change: 1998.12.01

    No SFO licence period listed under this name

  6. Paribas Asia Equity Limited (trading as Paribas)

    1998.12.01—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of Paribas Asia Equity Limited (trading as Paribas) (AAE719)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2012.07.31
TYPE 4Advising on securities
  • 2003.04.01—2004.08.03
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.08.03
TYPE 9Asset management
  • 2003.04.01—2004.08.03