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PHOENIX CAPITAL SECURITIES LIMITED 英明證券有限公司

SFC Inactive
SFC ID:ABF268
CCASS ID:B01402
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SFC licences & institution history

No current licences
SFC ID:ABF268

Phoenix Capital Securities Limited

3 former names

  1. Hamwell Limited

    Earlier period—1991.11.26

    SFC name change: 1991.11.26

    No SFO licence period listed under this name

  2. Pacific Capital (Securities) Limited

    1991.11.26—1996.10.17

    SFC name change: 1996.10.17

    No SFO licence period listed under this name

  3. Phoenix Capital (Securities) Limited

    1996.10.17—1999.07.23

    SFC name change: 1999.07.23

    No SFO licence period listed under this name

  4. Phoenix Capital Securities Limited

    1999.07.23—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 6TYPE 9
Licences of Phoenix Capital Securities Limited (ABF268)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2022.12.21
TYPE 2Dealing in futures contracts
  • 2006.07.03—2022.12.21
TYPE 4Advising on securities
  • 2003.04.01—2005.01.21
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.01.21
TYPE 9Asset management
  • 2003.04.01—2005.01.21
  • 2019.06.27—2022.12.21