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PO KAY SECURITIES & SHARES COMPANY LIMITED 步基證券有限公司

SFC Licensed
SFC ID:AAD452
CCASS ID:B01198
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SFC licences & institution history

Currently licensed
SFC ID:AAD452

Po Kay Securities & Shares Company Limited

3 former names

  1. Mutual Cement Service Limited

    Earlier period—1980.10.31

    SFC name change: 1980.10.31

    No SFO licence period listed under this name

  2. Wah Lee Investment Limited

    1980.10.31—1981.10.27

    SFC name change: 1981.10.27

    No SFO licence period listed under this name

  3. Po Kay Securities & Shares Co. Limited

    1981.10.27—1990.10.30

    SFC name change: 1990.10.30

    No SFO licence period listed under this name

  4. Po Kay Securities & Shares Company Limited

    1990.10.30—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9
Licences of Po Kay Securities & Shares Company Limited (AAD452)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—Present
TYPE 7Providing automated trading services
  • 2003.04.01—2004.11.01
TYPE 9Asset management
  • 2003.04.01—2005.06.28