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PRIME SECURITIES LIMITED (HK) 發利證券有限公司

SFC Licensed
SFC ID:ACX574
CCASS ID:B01567
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SFC licences & institution history

Currently licensed
SFC ID:ACX574

Prime Securities Limited

1 former names

  1. Fat Lee Securities Limited

    Earlier period—1995.04.30

    SFC name change: 1995.04.30

    No SFO licence period listed under this name

  2. Prime Securities Limited

    1995.04.30—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9
Licences of Prime Securities Limited (ACX574)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—2004.11.25
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.11.25
TYPE 7Providing automated trading services
  • 2003.04.01—2004.11.25
TYPE 9Asset management
  • 2003.04.01—2004.11.25