Webb-site Legacy

Home

Public Financial Securities Limited 大眾金融証券有限公司

SFC Licensed
SFC ID:AAE431
CCASS ID:B01169
Key DataOfficersSFC LicensesConditionsPublic Disciplinary ActionsCCASS Distribution
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout

SFC licences & institution history

Currently licensed
SFC ID:AAE431

Public Financial Securities Limited

3 former names

  1. Money Securities Company Limited

    Earlier period—1991.08.01

    SFC name change: 1991.08.01

    No SFO licence period listed under this name

  2. AFH Securities Limited

    1991.08.01—1995.05.11

    SFC name change: 1995.05.11

    No SFO licence period listed under this name

  3. Asia Financial (Securities) Limited

    1995.05.11—2006.10.18

    SFC name change: 2006.10.18

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
  4. Public Financial Securities Limited

    2006.10.18—Registered name

    Licences in this name periodTYPE 1
Licences of Public Financial Securities Limited (AAE431)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—2004.11.05
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.11.05
TYPE 9Asset management
  • 2003.04.01—2004.11.05