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BETA INTERNATIONAL SECURITIES LIMITED 貝塔國際證券有限公司
SFC Licensed
SFC ID:
ABN652
CCASS ID:
B01447
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
CCASS Distribution
Public Disciplinary Actions
SFC prosecutes Mr Bill Cheng Chun Kin for naked short-selling
SFC, 11-May-2006
Orgs
People
SFC suspends Mr Chau Kwok Hung for 1 month; Mr Liu Cheuk Sun for 4 months; reprimands Ms Tsui Pui Yin re secret accounts of a dealer's rep
SFC, 05-Mar-2003
Orgs
People
SFC reprimands Ricofull Securities Ltd for internal control failings
SFC, 18-Oct-2002
Orgs