SFC bans Roger Albert John and Hamish Gordon Cruden for life
SFC, 14-Oct-2014
Orgs
People
Court orders winding up of Salisbury Securities Ltd
SFC, 28-Aug-2013
Orgs
Court appoints provisional liquidators for Salisbury Securities Ltd
SFC, 28-Jun-2013
Orgs
The restriction notice on Salisbury Securities Ltd
HK Gazette, 28-Mar-2013
No reasons are given.
Orgs
SFC issues Restriction Notice on Salisbury Securities Ltd
SFC, 19-Mar-2013
The firm has about 100 clients. Hit the second link above to see what shares the firm holds in its CCASS account, according to the Webb-site CCASS Analysis System. The Restriction Notice has not yet been published.
Orgs
Small brokerage apparently in trouble
SEHK, 19-Mar-2013
According to HKEx, the SFC has issued a restriction notice against Salisbury Securities Limited, a small stock brokerage with 5 licensees. They can only do that if they suspect trouble under section 207 of the SFO. The SFC notice has not yet been published, so watch this space.