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SFC ID:AHC207
CCASS ID:B01741
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Public Disciplinary Actions
SFC reprimands Sinomax Securities Ltd; Mr Luk Kam makes voluntary payment of HK$40k and admits negligence
SFC, 22-Aug-2005
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SFC prosecutes Mr Chan Siu Tung for unregistered dealing at Sinomax Securities Ltd
SFC, 04-Feb-2004
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