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SPS SECURITIES LIMITED 新寶城證券有限公司

SFC Licensed
SFC ID:AAD432
CCASS ID:B01290
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SFC licences & institution history

Currently licensed
SFC ID:AAD432

SPS Securities Limited

1 former names

  1. Sun Poh Shing Securities Limited

    Earlier period—1995.01.02

    SFC name change: 1995.01.02

    No SFO licence period listed under this name

  2. SPS Securities Limited

    1995.01.02—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of SPS Securities Limited (AAD432)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—2005.02.07
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.02.07
TYPE 9Asset management
  • 2003.04.01—Present