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Hong Kong Stock Link Securities Limited Public Disciplinary Actions
Hong Kong Stock Link Securities Limited 港股通証券有限公司
SFC Licensed
SFC ID:
ABD608
CCASS ID:
B01404
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
CCASS Distribution
Public Disciplinary Actions
SFC fines Sun On Tat Securities Co Ltd and its RO HK$1.8 million
SFC, 05-Sep-2013
Orgs
People
SFC reprimands Ms Kwong Suk Yee & Mr Andrew Au Kwok Wan, directors of Sun On Tat Securities Co Ltd for allowing unregistered dealing
SFC, 15-Jun-2000
Orgs
People
SFC successfully prosecutes Cheung Zo Man for unregistered dealing
SFC, 18-Apr-2000
Orgs
People