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TAI SHING STOCK INVESTMENT CO. LIMITED 大盛証券投資有限公司

SFC Licensed
SFC ID:AEX212
CCASS ID:B01676
Key DataOfficersSFC LicensesConditionsPublic Disciplinary ActionsCCASS Distribution
Public Disciplinary Actions
SFC reprimands Ms Chan Yuen Yee trading as Tai Shing Stock Investment Co, SEHK censures and fines her HK$40k
SFC & SEHK, 15-Jun-1999
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People
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SFC reprimands Mr Siu Kai Yee of Grand Onward Securities Ltd
SFC, 27-May-1999
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People
Appeals Tribunal upholds decision to suspend Mr Mak Chung Kong for 3 years for front-running & short-selling
SFC, 05-Jan-1998
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SFC suspends Mr Chu King Kau for 2 years for front-running and short-selling
SFC, 04-Sep-1997
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People
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SFC reprimands Mr Chan Chun Ming & Ms Tse Siu Kam of Tai Shing Stock Investment Co
SFC, 10-Jul-1997
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People
SFC prosecutes 7 naked short-sellers
SFC, 27-Feb-1997
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People
Topics