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TAI TAK SECURITIES (ASIA) LIMITED 大德證券(亞洲)有限公司

SFC Licensed
SFC ID:ABM686
CCASS ID:B01439
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SFC licences & institution history

Currently licensed
SFC ID:ABM686

Tai Tak Securities (Asia) Limited

1 former names

  1. Tai Tak Securities Company Limited

    Earlier period—2001.02.07

    SFC name change: 2001.02.07

    No SFO licence period listed under this name

  2. Tai Tak Securities (Asia) Limited

    2001.02.07—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9
Licences of Tai Tak Securities (Asia) Limited (ABM686)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—2004.11.17
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.11.17
TYPE 7Providing automated trading services
  • 2003.04.01—2003.07.07
TYPE 9Asset management
  • 2003.04.01—2004.11.17