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TAI YIP STOCK COMPANY LIMITED 大業證券有限公司

SFC Licensed
SFC ID:AAC867
CCASS ID:B01238
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SFC licences & institution history

Currently licensed
SFC ID:AAC867

Tai Yip Stock Company Limited

1 former names

  1. Tai Yip Stock Co. Limited

    Earlier period—1991.07.19

    SFC name change: 1991.07.19

    No SFO licence period listed under this name

  2. Tai Yip Stock Company Limited

    1991.07.19—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of Tai Yip Stock Company Limited (AAC867)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—2004.11.18
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.11.18
TYPE 9Asset management
  • 2003.04.01—2004.11.18