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HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 海通國際證券有限公司

SFC Licensed
SFC ID:AAF806
CCASS ID:B01143
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SFC licences & institution history

Currently licensed
SFC ID:AAF806

Haitong International Securities Company Limited

4 former names

  1. Troika Finance Limited

    Earlier period—1986.07.11

    SFC name change: 1986.07.11

    No SFO licence period listed under this name

  2. Troika Securities Co. Ltd.

    1986.07.11—1988.08.12

    SFC name change: 1988.08.12

    No SFO licence period listed under this name

  3. Tai Fook Securities Company Limited

    1988.08.12—2006.07.14

    SFC name change: 2006.07.14

    Licences in this name periodTYPE 1TYPE 3TYPE 4TYPE 6TYPE 7TYPE 9

  4. Taifook Securities Company Limited

    2006.07.14—2010.10.26

    SFC name change: 2010.10.26

    Licences in this name periodTYPE 1TYPE 3TYPE 4

  5. Haitong International Securities Company Limited

    2010.10.26—Registered name

    Licences in this name periodTYPE 1TYPE 3TYPE 4
Licences of Haitong International Securities Company Limited (AAF806)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 3Leveraged foreign exchange trading
  • 2003.09.30—2020.02.24
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2003.09.29
TYPE 7Providing automated trading services
  • 2003.04.01—2003.09.29
TYPE 9Asset management
  • 2003.04.01—2003.09.29