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Open Securities Limited 開盤證券有限公司

SFC Licensed
SFC ID:ACS694
CCASS ID:B01608
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SFC licences & institution history

Currently licensed
SFC ID:ACS694

Open Securities Limited

2 former names

  1. Taiwan Concord Capital Securities (Hong Kong) Limited

    Earlier period—2018.06.01

    SFC name change: 2018.06.01

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 6TYPE 9

  2. TC Concord Securities Limited

    2018.06.01—2022.07.22

    SFC name change: 2022.07.22

    Licences in this name periodTYPE 1TYPE 2TYPE 4

  3. Open Securities Limited

    2022.07.22—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4
Licences of Open Securities Limited (ACS694)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2010.07.16—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2006.03.21
TYPE 9Asset management
  • 2003.04.01—2006.03.21