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SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 西證(香港)證券經紀有限公司

SFC Licensed
SFC ID:ACB501
CCASS ID:B01508
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SFC licences & institution history

Currently licensed
SFC ID:ACB501

Southwest Securities (HK) Brokerage Limited

1 former names

  1. Tanrich Securities Company Limited

    Earlier period—2015.04.09

    SFC name change: 2015.04.09

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  2. Southwest Securities (HK) Brokerage Limited

    2015.04.09—Registered name

    Licences in this name periodTYPE 1TYPE 4
Licences of Southwest Securities (HK) Brokerage Limited (ACB501)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—2004.08.30
  • 2010.02.23—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.08.30
TYPE 9Asset management
  • 2003.04.01—2004.08.30