Webb-site Legacy

Home

TARTAN SECURITIES (ASIA) LIMITED 達勤證券有限公司

SFC Inactive
SFC ID:ABP571
CCASS ID:B01449
Key DataOfficersSFC LicensesConditionsPublic Disciplinary ActionsCCASS Distribution
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout

SFC licences & institution history

No current licences
SFC ID:ABP571

Tartan Securities (Asia) Limited

1 former names

  1. Parkin Development Limited

    Earlier period—1993.04.07

    SFC name change: 1993.04.07

    No SFO licence period listed under this name

  2. Tartan Securities (Asia) Limited

    1993.04.07—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of Tartan Securities (Asia) Limited (ABP571)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2003.06.30
TYPE 4Advising on securities
  • 2003.04.01—2003.06.30
TYPE 6Advising on corporate finance
  • 2003.04.01—2003.06.30
TYPE 9Asset management
  • 2003.04.01—2003.06.30