Webb-site Legacy

Home

THOMAS GLOBAL FINANCIAL SERVICES LIMITED 石匠環球金服有限公司

SFC Inactive
SFC ID:ADN237
CCASS ID:B01600
Key DataOfficersSFC LicensesConditionsPublic Disciplinary ActionsCCASS Distribution
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout

SFC licences & institution history

No current licences
SFC ID:ADN237

Thomas Global Financial Services Limited

1 former names

  1. Thomas Securities Company Limited

    Earlier period—2017.01.02

    SFC name change: 2017.01.02

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  2. Thomas Global Financial Services Limited

    2017.01.02—Registered name

    Licences in this name periodTYPE 1
Licences of Thomas Global Financial Services Limited (ADN237)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2024.02.09
TYPE 4Advising on securities
  • 2003.04.01—2005.01.18
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.01.18
TYPE 9Asset management
  • 2003.04.01—2005.01.18