Webb-site Legacy

Home

TOKAI TOKYO SECURITIES (ASIA) LIMITED 東海東京證券(亞洲)有限公司

SFC Licensed
SFC ID:AAB629
CCASS ID:B01770
Key DataOfficersSFC LicensesConditionsPublic Disciplinary ActionsCCASS Distribution
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout

SFC licences & institution history

Currently licensed
SFC ID:AAB629

Tokai Tokyo Securities (Asia) Limited

2 former names

  1. Maruman Securities (Asia) Limited

    Earlier period—1996.04.01

    SFC name change: 1996.04.01

    No SFO licence period listed under this name

  2. Tokai Maruman Securities (Asia) Limited

    1996.04.01—2000.10.03

    SFC name change: 2000.10.03

    No SFO licence period listed under this name

  3. Tokai Tokyo Securities (Asia) Limited

    2000.10.03—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 6TYPE 9
Licences of Tokai Tokyo Securities (Asia) Limited (AAB629)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 5Advising on futures contracts
  • 2003.04.01—2003.11.12
TYPE 6Advising on corporate finance
  • 2003.04.01—2003.11.12
TYPE 9Asset management
  • 2003.04.01—2003.11.12