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TOYO SECURITIES ASIA LIMITED 東洋證券亞洲有限公司

SFC Licensed
SFC ID:AAD767
CCASS ID:B01773
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SFC licences & institution history

Currently licensed
SFC ID:AAD767

Toyo Securities Asia Limited

1 former names

  1. Toyo Securities Asia Ltd.

    Earlier period—1991.06.28

    SFC name change: 1991.06.28

    No SFO licence period listed under this name

  2. Toyo Securities Asia Limited

    1991.06.28—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of Toyo Securities Asia Limited (AAD767)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2003.12.31
TYPE 9Asset management
  • 2003.04.01—2003.12.31