UNICORN SECURITIES COMPANY LIMITED Hong Kong SFC License Details

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on corporate finance	-	2004-11-30
C	Advising on securities	-	2004-11-30
C	Advising on securities	2017-02-08	2021-08-05
C	Asset management	-	2004-11-30
C	Asset management	2017-02-08	-
C	Dealing in futures contracts	2018-07-13	-
C	Dealing in securities	-	-

UNICORN SECURITIES COMPANY LIMITED 益群證券有限公司