Webb-site Legacy

Home

Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司

SFC Licensed
SFC ID:AEF808
CCASS ID:C00081
Key DataOfficersSFC LicensesConditionsPublic Disciplinary ActionsCCASS Distribution
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout

SFC licences & institution history

Currently licensed
SFC ID:AEF808

Boom Securities (H.K.) Limited

4 former names

  1. Alltrack Limited

    Earlier period—1997.03.21

    SFC name change: 1997.03.21

    No SFO licence period listed under this name

  2. AEX Direct Limited

    1997.03.21—1997.10.12

    SFC name change: 1997.10.12

    No SFO licence period listed under this name

  3. Boom Securities (H.K.) Limited

    1997.10.12—2011.07.21

    SFC name change: 2011.07.21

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9

  4. Monex Boom Securities (H.K.) Limited

    2011.07.21—2024.10.21

    SFC name change: 2024.10.21

    Licences in this name periodTYPE 1TYPE 2TYPE 7

  5. Boom Securities (H.K.) Limited

    2024.10.21—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 7
Licences of Boom Securities (H.K.) Limited (AEF808)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2016.06.03—Present
TYPE 4Advising on securities
  • 2003.04.01—2005.01.26
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.01.26
TYPE 7Providing automated trading services
  • 2003.04.01—Present
TYPE 9Asset management
  • 2003.04.01—2005.01.26