SFC bans Wang Yu Ching, ex-Bank of Singapore & Bank Julius Baer, for 10 years
SFC
SFC, 01-Dec-2021
For faking her academic credentials, claiming in applications from 2012 to 2019 that she had earned a BA in Business Administration from California State University in 1994.
Orgs
People
SFC bans Pang Hon Pan, ex-Standard Chartered, for 21 months
SFC
SFC, 25-Nov-2020
The HKMA was originally going to ban him for 15 months, but then he appealed to the SFAT and then ducked a hearing by lying to them about undergoing quarantine after a business trip to the mainland - it wasn't a business trip and he wasn't in quarantine. The moral of the story is: when you are in a hole, stop digging. His offence was failing to disclose his brokerage accounts and dealings to his employer for 7 years.
Orgs
People
Pang Hon Pan v HK Monetary Authority
SFAT, 14-May-2020
Mr Pang withdraws his appeal against disciplinary action (a suspension of 15 months for not disclosing his brokerage accounts to his then employer, Standard Chartered) and is ordered to pay HK$460k in costs to the HKMA, all of which are fees for barrister Norman Nip.
Orgs
People
Chang Pui Yin & others v Bank of Singapore Ltd
HK Court of First Instance, 08-Aug-2016
The elderly couple win their case against the Bank (formerly ING Asia Private Bank) for accumulator losses. Damages will be assessed separately. The bank and the relationship manager, Yvetti Li Chau Kwan-siu, are heavily criticised in this judgment. In our view, the SFC should now take action against them.
Orgs
People
GR Properties (0108) controller moves 62.24% from Bank of Singapore to HSBC
Webb-site.com, 12-Apr-2016
The shares are ultimately owned by Chairman We Chunxian.